Your Digital Compliance Assistant

Because compliance is important — but your time is too.

CCO Desk handles the administrative execution of compliance tasks — tracking obligations, sending reminders, following up, and documenting completion — so CCOs stay in control without spending their time on busywork.

CCO Desk supports the administrative execution of compliance programs and does not replace the judgment, oversight, or accountability of the Chief Compliance Officer, nor does it provide legal or regulatory advice.

Administrative execution, simplified

CCO Desk handles the tracking, reminders, and documentation so you can focus on oversight, judgment, and strategic compliance decisions.

Centralized obligation tracking
Track monthly, quarterly, and annual compliance obligations in one place. Always know what's complete, outstanding, and overdue.
Task assignment support
Assign obligations to team members based on roles and responsibilities. Track who is responsible for each task.
Persistent follow-up
Scheduled reminders ensure nothing falls through the cracks. Escalations notify you when deadlines approach or are missed.
Completion documentation
Document task completion with notes and supporting evidence. Full audit trail ready for regulatory examinations.
Real-time visibility
Dashboard view shows compliance status at a glance. Know exactly what needs your attention and what's on track.
Secure, firm-level data
Firm-level data isolation with role-based access control. Your compliance data remains private and secure.

Built for solo and small RIAs

CCO Desk supports your compliance program by handling the administrative execution — tracking, reminders, follow-up, and documentation — so you maintain full control and visibility without the busywork.

1

Set up your compliance calendar

Start with pre-built obligation templates based on industry standards (RCC Checklist, SEC requirements) or create custom tasks specific to your firm's program.

2

Assign responsibilities

Delegate tasks to team members based on their roles. Track who is responsible for each obligation and when it's due.

3

Stay informed from your dashboard

Monitor compliance status in real-time. Know what's complete, what's pending, what's overdue, and who's responsible — no surprises during regulatory examinations.

Focus on compliance — not busywork

Access your dashboard to track obligations, monitor completion, and maintain full visibility over your compliance program.